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Question

Rule 17(a)-4

  • May 27, 2025
  • 1 reply
  • 9 views

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Hello:

Finra is asking for a letter or policy about Box compliance with Rule 17(a)-4. Can you assist?

Thanks

1 reply

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Hi Karen,

Welcome to Box Community!

I went ahead and opened a new ticket. A member of our team will get in touch shortly and please keep an eye on your email.

Thanks for posting! 

Best,
Ann