I am seeking a 17a3-4 SEC Undertaking Letter for a few of my broker dealer customers. Can someone please help me with this?
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17a3-4 SEC Undertaking
Best answer by Rona Box
Hi
Welcome to Box Community, and we’re glad to further assist!
The 17a3-4 SEC document requires NDA, which means this document can only be produced for paid accounts and not for freemium users.
Hope you understand, and feel free let us know in the Community if you have additional queries!
Hi
Welcome to Box Community, and we’re glad to further assist!
The 17a3-4 SEC document requires NDA, which means this document can only be produced for paid accounts and not for freemium users.
Hope you understand, and feel free let us know in the Community if you have additional queries!
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