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17a3-4 SEC Undertaking

  • May 15, 2026
  • 1 reply
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I am seeking a 17a3-4 SEC Undertaking Letter for a few of my broker dealer customers. Can someone please help me with this?

Best answer by Rona Box

Hi ​@charlesd, 

Welcome to Box Community, and we’re glad to further assist! 

 

The 17a3-4 SEC document requires NDA, which means this document can only be produced for paid accounts and not for freemium users. 

 

Hope you understand, and feel free let us know in the Community if you have additional queries! 

      1 reply

      Rona Box
      • Rona Box
      • Community Manager
      • Answer
      • May 21, 2026

      Hi ​@charlesd, 

      Welcome to Box Community, and we’re glad to further assist! 

       

      The 17a3-4 SEC document requires NDA, which means this document can only be produced for paid accounts and not for freemium users. 

       

      Hope you understand, and feel free let us know in the Community if you have additional queries! 

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