Skip to main content
Question

17a-4 letter

  • June 18, 2026
  • 3 replies
  • 118 views
S

Where can I get a 17a-4 letter as a broker dealer?  I can’t find anyone to speak with

    3 replies

    C

    If you have Box Governance, then reach out to your account team and they can work with you to get a 17a-4 compliance letter.

      S
      • stoliakube
      • Author
      • New Participant
      • June 26, 2026

      I do have box governance but have no team to reach out to or contact?  can you provide me an email or phone number?

      C

      Click on my profile, choose “Send Message” and let me know what your company name is (or, even better, your Box EID) and I can help find your account team if you have one assigned.

      Terms of ServiceAccessibility statement