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Question

17a-4 letter

  • June 18, 2026
  • 3 replies
  • 142 views

Where can I get a 17a-4 letter as a broker dealer?  I can’t find anyone to speak with

    3 replies

    If you have Box Governance, then reach out to your account team and they can work with you to get a 17a-4 compliance letter.

      • stoliakube
      • Author
      • New Participant
      • June 26, 2026

      I do have box governance but have no team to reach out to or contact?  can you provide me an email or phone number?

      Click on my profile, choose “Send Message” and let me know what your company name is (or, even better, your Box EID) and I can help find your account team if you have one assigned.

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