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Question

17a-4 letter

  • June 18, 2026
  • 1 reply
  • 0 views
S

Where can I get a 17a-4 letter as a broker dealer?  I can’t find anyone to speak with

    1 reply

    C

    If you have Box Governance, then reach out to your account team and they can work with you to get a 17a-4 compliance letter.

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