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Question

17a-4 letter

  • Jun 18, 2026 11:26 PM UTC
  • 3 replies
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Where can I get a 17a-4 letter as a broker dealer?  I can’t find anyone to speak with

    3 replies

    If you have Box Governance, then reach out to your account team and they can work with you to get a 17a-4 compliance letter.

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      • stoliakube
      • Author
      • New Participant
      • Jun 26, 2026 11:10 PM UTC

      I do have box governance but have no team to reach out to or contact?  can you provide me an email or phone number?

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      Click on my profile, choose “Send Message” and let me know what your company name is (or, even better, your Box EID) and I can help find your account team if you have one assigned.

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